Mid-year review and year-end reconciliation

The mid-year review gives providers the opportunity to identify and correct any potential issues before the annual year-end reconciliation.

Providers who have not met their expected contracted activity from the previous year may have activity carried forward into the current financial year. They must complete this carried-forward activity first. It does not count towards the achievement of the mid-year review for the current financial year. Any activity carried forward is deducted from the current year’s activity to give an adjusted figure. All providers receive their adjusted figure as part of their mid-year review.

Providers whose adjusted activity is more than 30% of their contracted delivery at the mid-year point are encouraged to review their activity. This will help providers to deliver activity for the rest of the year that’s consistent with their contract. No further action is required.

Providers with less than 30% must complete a mid-year review action plan. This should detail their plans on how they expect to deliver the agreed activity to meet their contract obligations.

For a very small number of providers, failure to provide an action plan, or failure to deliver against the agreed action plan, may result in contract sanctions being levied against the contract. Prior to any contract sanctions being placed on the contract, the commissioner or NHSBSA Provider Assurance will be in open dialogue with the provider.

The completion of year-end reconciliation is a contractual requirement for all dental contracts. The following service lines are reconciled at the end of each financial year:

• Units of Dental Activity (UDA)
• Units of Orthodontic Activity (UOA)
• courses of treatment that involve provision of sedation services
• courses of treatment that involve provision of domiciliary services

NHSBSA PAD supports commissioners to review the annual contracted target against the actual delivered activity. This reconciliation process is completed by September each year.

PDS+ contracts and advanced service providers sit outside the scope of the reconciliation process for the NHSBSA PAD. Commissioning teams should contact PDS+ and advanced service providers to explain their contract attainment and the process to follow.

The information and data included in the year-end reconciliation and mid-year review is submitted by providers using:

• FP17
• FP17O

Claims are accepted on the Compass system up to two months from the completion date of the course of treatment.

Claims submitted later than this must still be submitted, as per the regulations. However, these claims will not be included in mid-year and year-end reconciliation. 

Only claims submitted up to and including 30 September are included as part of the mid-year reconciliation. To make sure all claims are included in your reconciliation you should submit all claims by the mid and year-end cut off dates.

Providers should discuss the Compass scheduling dates with their team responsible for submitting claims. The responsibility to submit claims within two months remains with the provider.

‘Late claims’ submitted outside of the two month window should still be submitted to ensure accurate reporting of patient treatments. These are processed for patient charge revenue but do not count towards delivery figures. This includes when a course of treatment is closed before completion.

You can find more information about late claims in our Knowledge Base.

All submission information is available to providers by 1 July every year on the year-end statement. Please note that this is the activity data gathered directly from Compass and is still subject to change following the year-end reconciliation process. The final year-end reconciliation will be detailed within your year-end letter which are published by 31 July annually. Providers also have access to monthly schedules in Compass, as well as the year-end report.

Providers are now able to view their year-end data in the year-end dashboard on eDEN.

NHSBSA PAD will deliver a 2024/25 mid-year review in line with contractual arrangements as detailed in the updated Primary Dental Services’ Policy Book.

This review will involve informing dental contractors of all activity delivered at the mid-year point (Monday 1 April 2024 to Monday 30 September 2024), in relation to the following service lines only:

• Units of Dental Activity (UDA)
• Units of Orthodontic Activity (UOA)

New Patient Premium (NPP) credits are also part of the mid-year 2024/25 reporting.

The UDA rate used to calculate NPP credits is the contract’s UDA rate as of 30 September 2024. Final reconciliation of NPP credits will be reported within year-end letters.

Contractors will be informed by email and letters containing details of their mid-year activity will be uploaded to Compass.

To view the letter, Contractors (and commissioners) will need to log in to Compass and:

1. Select Reporting
2. View Published Reports
3. Input MYRPR into the Report Type field (Commissioners will need to input MYRCR instead).

Mid-year 2024/25 flowchart (Word:124KB)

The 2023-24 Year-end reconciliation encompasses the full 2023-24 financial year (1 April 2023 to 31 March 2024).

NHS England has published new guidance, setting out the arrangements and principles for 2023/24 year-end reconciliation across general dental service contracts (GDS) and personal dental services agreements (PDS) within England.

All year-end letters will be uploaded into Compass and NHSBSA PAD will send a communication to all business owner email addresses held in Compass to advise when the letters are available to view.

For contractors to view the letter, log in to Compass and:

1. Select Reporting.
2. View Published Reports.
3. Input AYRPR into the Report Type field.

For commissioners to view the letters, log in to Compass and:

1. Select Reporting.
2. View Published Reports.
3. Input AYRCR into the Report Type field.

If you need to update your Business Owner email address in Compass, or have any questions regarding your year-end reconciliation, contact Provider Assurance Dental at dentalcases@nhsbsa.nhs.uk.

Year-end 2023-24 documents:

Year-end 2023-24 flow chart (Word: 116KB)

NHSBSA PAD will deliver a mid-year review for 2023-24 in line with the contract management arrangements detailed in the updated the Policy Book for Primary Dental Services (PDF: 1.8MB).

The mid-year review is communicated to dental contracts, in relation to the following service lines only:

• Units of Dental Activity (UDA)
• Units of Orthodontic Activity (UOA)

All letters will be uploaded to Compass and NHSBSA PAD will send a communication to all business owner email addresses held in Compass to advise when the letters are available to view.

For contractors to view the letter, log in to Compass and:

1. Select Reporting
2. View Published Reports
3. Input MYRPR into the Report Type field

For commissioners to view the letters, log in to Compass and:

1. Select Reporting
2. View Published Reports
3. Input MYRCR into the Report Type field

NHSBSA PAD will send letters to all contractors informing them of the level of activity that they have delivered at the mid-year point (1 April to 30 September).

Mid-year 2023/24 documents:

Mid-year 2023/24 flow chart (Word: 74KB)​​​​​

NHSBSA PAD will deliver a mid-year review for 2022-23 in-line with the contract management arrangements detailed in the 2022-23 Dental Services year-end arrangements letter. 

The mid-year review is communicated to dental contracts, in relation to the following service lines only:

• Units of Dental Activity (UDA)
• Units of Orthodontic Activity (UOA)

All letters will be uploaded to Compass and NHSBSA PAD will send a communication to all business owner email addresses held in Compass to advise when the letters are available to view.

For contractors to view the letter, log in to Compass and:

1. Select Reporting
2. View Published Reports
3. Input MYRPR into the Report Type field

For commissioners to view the letters log in to Compass and:

1. Select Reporting
2. View Published Reports
3. Input MYRCR into the Report Type field

NHSBSA PAD will send letters to all contractors informing them of the level of activity that they have delivered at the mid-year point (1 April to 30 September).

Contractors that have delivered more than 30% will be informed that they will not be required to undertake a mid-year review and that no further action will be required.

Contractors that have delivered less than 30% at the mid-year point and ex-prototype contractors that have delivered less than 27% at the mid-year point, will be required to complete an action plan.

Mid-year 2022-23 documents:Mid-year 2022-23 action plan (Word: 63KB)Mid-year review 2022-23 flowchart (Word: 186KB)

The 2022-23 Year-end reconciliation encompasses the full 2022-23 financial year (1 April 2022 to 31 March 2023).

All letters will be uploaded into Compass and NHSBSA PAD will send a communication to all business owner email addresses held in Compass to advise when the letters are available to view.

For contractors to view the letter:

1. Select Reporting.
2. View Published Reports.
3. Input AYRPR into the Report Type field.

For commissioners to view the letters:

1. Select Reporting.
2. View Published Reports.
3. Input AYRCR into the Report Type field.

If you need to update your Business Owner email address in Compass, or have any questions regarding your year-end reconciliation, contact Provider Assurance Dental at dentalcases@nhsbsa.nhs.uk.